54 days ago on falconpb.com

Zurich - Senior Compliance Officer

Falcon Private Bank Ltd.

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 Please refer to JobSuchmaschine in your application

Zurich - Senior Compliance Officer

Falcon Private Bank is a Swiss private banking boutique with 50 years of expertise in wealth
management. We provide first-class financial services to private clients and wealthy families. The
bank is headquartered in Zurich with branches and representative offices in London, Singapore,
Abu Dhabi and Dubai. For our General Compliance Unit in Zurich we are looking for a

SENIOR COMPLIANCE OFFICER.

THE IDEAL CANDIDATE WILL ASSUME THE FOLLOWING KEY RESPONSIBILITIES:

 Review new customer account opening documents and perform KYC checks, in particular for
high risk clients, complex relationships and structures
 Ensure that compliance processes and systems meet regulatory requirements, Avaloq power
user/key business user
 Develop and conduct internal training sessions on compliance related issues
 Project team member from compliance for various upcoming regulatory topics (AEI, FINFRAG,
etc.) and ensure overall company’s operation adherence
 Provide advice and handle enquiries to the business regarding any compliance and regulatory
requirements
 Update compliance manuals, company operating policies, procedures and systems
 Review of the asset management mandates regarding adherence to client restrictions and
investment guidelines
 Co-operate with compliance departments in other locations

THE PREFERRED SKILLS FOR THIS POSITION INCLUDE:

 Graduated in Law and/or Diploma of Advanced Studies in Compliance Management (DAS)
 At least three years of experience in a comparable role in a Swiss private or universal bank
 Exposure to international clients with focus on emerging markets
 Fluent in German and English (written and spoken), preferably knowledge of Russian
 Strong knowledge of MS Office applications, incl. Avaloq
 Independent, proactive, reliable and trustworthy team player

If your profile fits the above requirements, please send your complete CV including certificates and
diplomas as .pdf to Human Resources, Marco D’Angelo (marco.dangelo@falconpb.com).

  • only direct applications will be considered for this vacancy -