24 days ago on lotuspartners.ch


LOTUS Partners Sàrl

  • Sector
  • Employment type
  • Position

 Please refer to JobSuchmaschine in your application



Our client is an International Financial firm based in Geneva. For their Trust & Fiduciary activities, we are looking for a:


Senior Compliance Officer specialized in Trust

Descriptif de poste

  • Assess, mitigate, monitor, measure and report on risks impacting on local business
  • Analyse, highlight to the Board, and coordinate the management of potential risk arising from changes in legislation, regulation, regulatory guidance, business practice or company circumstances
  • Work with and support staff in management of potential or actual client risk which may arise on individual cases
  • Lead the process to raise the risk awareness of staff, including educating and training staff on potential risk and the techniques used to mitigate such risk
  • Lead, supervise and be responsible for the local compliance team
  • Be responsible for the maintenance, execution and regular updating of the core local compliance and monitoring systems, including the carrying out of periodic checks and audit tracks
  • Be responsible for the maintenance and updating of relevant compliance registers, including registers required under applicable regulations
  • Make an active contribution to the Group Risk and Compliance Committee, bringing relevant issues for discussion
  • Contribute to the policy and procedure process, through the Group Risk and Compliance Committee, and support Group Head of Risk and Compliance on local aspects (risk, compliance or KYC/CDD requirements) as requested
  • Monitor the implementation and effectiveness of Bank policies and procedures, as regards consistent application and staff compliance
  • Lead the process of ensuring that the anti-money laundering culture within the company is maintained through dissemination of appropriate information and training, including responsibility for monitoring that all relevant staff comply with training obligations under applicable regulations
  • Issue anti-money laundering letters and Group Introduction Certificates
  • Chair and minute the minute of the local Risk and Compliance Committee
  • Report to the board, to the Managing Director and to the Group Head of Risk and
    Compliance on all aspects of risk and Compliance
  • Carry out risk assessment of new business proposals and make recommendation to management to accept or refuse same
  • Manage specific risk and compliance projects Private & Confidential
  • Maintain an up to date awareness of the various requirements under local law,
    regulations and regulatory guidance, as they apply to compliance
  • Ensure that regulatory notices are analysed and distributed as appropriate
  • Set up and close entities, mandates and individuals in Concept Trustee database
  • Maintain & update monthly Activity Report (business gained/lost)


Profil recherché

  • A strong technical knowledge of trust and company administration and a high level of experience of the client and other risks inherent within trust business, together with commercial awareness
  • A thorough working knowledge of the regulatory environment, including applicable
    laws, regulations and regulatory guidance
  • Team leader and team player
  • A strategic thinker who prioritises workload
  • Demonstrates the highest level of integrity in all matters
  • An ability to lead the risk and compliance team by example and to supervise and
    support the development of other staff
  • Excellent communication skills, able to communicate effectively with staff and
    external parties including the regulator
  • Strong analytical and problem-solving skills
  • Methodical, thorough and attentive to detail
  • Report writing and presentational skills
  • Good knowledge of MS Office applications and Concept Trustee


All files will be treated with the utmost confidentiality

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