115 days ago on lotuspartners.ch

HEAD OF RISK AND COMPLIANCE

LOTUS Partners Sàrl

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  • Employment type
  • Position

 Please refer to JobSuchmaschine in your application

HEAD OF RISK AND COMPLIANCE

HEAD OF RISK AND COMPLIANCE

Our client is an International Financial firm based in Geneva. For their Trust & Fiduciary activities, we are looking for a:

 

HEAD OF RISK AND COMPLIANCE

Descriptif de poste

  • Assess, mitigate, monitor, measure and report on risks impacting on local business
  •  Analyse, highlight to the Board, and coordinate the management of potential risk arising from changes in legislation, regulation, regulatory guidance, business practice or company circumstances
  • Work with and support staff in management of potential or actual client risk which may arise on individual cases
  • Lead the process to raise the risk awareness of staff, including educating and training staff on potential risk and the techniques used to mitigate such risk
  • Lead, supervise and be responsible for the local compliance team
  • Be responsible for the maintenance, execution and regular updating of the core local compliance and monitoring systems, including the carrying out of periodic checks and audit tracks
  • Be responsible for the maintenance and updating of relevant compliance registers, including registers required under applicable regulations
  • Make an active contribution to the Group Risk and Compliance Committee, bringing relevant issues for discussion
  • Contribute to the policy and procedure process, through the Group Risk and Compliance Committee, and support Group Head of Risk and Compliance on local aspects (risk, compliance or KYC/CDD requirements) as requested
  • Monitor the implementation and effectiveness of Bank policies and procedures, as regards consistent application and staff compliance
  • Lead the process of ensuring that the anti-money laundering culture within the company is maintained through dissemination of appropriate information and training, including responsibility for monitoring that all relevant staff comply with training obligations under applicable regulations
  • Issue anti-money laundering letters and Group Introduction Certificates
  • Chair and minute the minute of the local Risk and Compliance Committee
  • Report to the board, to the Managing Director and to the Group Head of Risk and
    Compliance on all aspects of risk and Compliance
  • Carry out risk assessment of new business proposals and make recommendation to management to accept or refuse same
    •Manage specific risk and compliance projects Private & Confidential
    •Maintain an up to date awareness of the various requirements under local law,
    regulations and regulatory guidance, as they apply to compliance
  • Ensure that regulatory notices are analysed and distributed as appropriate
  • Set up and close entities, mandates and individuals in Concept Trustee database
  • Maintain & update monthly Activity Report (business gained/lost)

Profil recherché

  • A strong technical knowledge of trust and company administration and a high level of experience of the client and other risks inherent within trust business, together with commercial awareness
  • A thorough working knowledge of the regulatory environment, including applicable
    laws, regulations and regulatory guidance
  • Team leader and team player
  • A strategic thinker who prioritises workload
  • Demonstrates the highest level of integrity in all matters
  • An ability to lead the risk and compliance team by example and to supervise and
    support the development of other staff
  • Excellent communication skills, able to communicate effectively with staff and
    external parties including the regulator
  • Strong analytical and problem-solving skills
  • Methodical, thorough and attentive to detail
  • Report writing and presentational skills
  • Good knowledge of MS Office applications and Concept Trustee

All files will be treated with the utmost confidentiality

 


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Fabrice Tredinnick

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