137 days ago on ficoba.ch

Chief Compliance Officer

Ficoba Consultants SA

  • Work region
  • Sector
  • Employment type
  • Position

 Please refer to JobSuchmaschine in your application

Chief Compliance Officer

Chief Compliance Officer

Lieu : Genève Ajouté le  2016-11-10 16:07:31     
Type de contrat : PermanentA propos de notre clientOur client is looking for a

Chief Compliance Officer
Description du poste•Oversee, evaluate and manage regulatory issues within the Group

•Set-up/upgrade of compliance structure and framework

•Elaborate control programs, perform independent reviews in all departments and prepare regular reporting to Senior Management and Audit&Risk Committee

•Provide assistance on all operational and compliance aspects of the business on the implementation of adequate corporate governance structures applicable to the company’s products and operational procedures, where internal control aspects and regulatory update’s impacts are duly considered

•Perform anti-money laundering controls and training of involved employees regarding AML/KYC rules

•Perform daily surveillance of marketing/sales brochures/RFP and transactions

•Coordinate relationships with auditors on controls and long-form reports of entities and products of the Group

•Coordinate and back-up activities with the Chief Risk Officer:

1.Coordinate risk assessment, reporting of errors/incidents
2.Assist the group departments with their risk management duties
3.Monitor the group risk assessment methodology and management tools

•Participate in transversal projects

•Chief Compliance Officer towards the FINMA

•Swiss Money Laundering Reporting Officer

•FATCA Responsible Officer for Group companies and investment funds
Profil recherché•Relevant compliance experience within an asset management company, ideally covering both traditional and alternative funds.

•Strong Product Knowledge (Unit Trusts, UCITS, Hedge Funds, Private Equity) and Regulatory knowledge ( MIFID, AIFMD, EMIR, FATCA etc.)

•Strong academic credentials

•Bilingual French and English.
Votre candidature sera transmise à   Charlotte Boulithe

Envoyez-nous votre CV:

, .Prénom:Nom de famille:Email:Commentaires:
characters leftJoindre un CV:
(formats autorisés : TXT, RTF,PDF or Word DOC); Taille maximale : 2Mb   Code de vérification: