180 days ago on albertcliff.com

Head Of Regulatory Framework

Albert Cliff

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Head Of Regulatory Framework

Risk Management, Audit & ControlHead Of Regulatory Framework

Head Of Regulatory Framework

  • Location:Lugano, Switzerland
  • Salary:Competitive
  • Organization:Private Bank
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Our client, a leading private bank is looking for a Head Of Regulatory Framework. To be based in Lugano, Switzerland.

Key Responsibility:
  • Establish and maintain cross border risk framework and  policy to ensure consistent cross border risk management practices across all businesses
  • Ensure that appropriate compliance risk measurement tools and relevant information to support management decisions are available
  • Develop a framework of supporting controls.
  • Develop an effective reporting, addressing all relevant aspects related to Cross Border activities at level Group.
  • Ensure necessary know how is available at all level (legal opinions, country manuals requirements, training and certifications, etc.
  • Establish a sound governance framework covering all material compliance-related risks, as defined above.
Your background:
  • Degrees: Law (or other relevant in the banking industry);
  • Good knowledge of MIFID regulation, IS&A
  • Good knowledge of Products and Services offered by Private Banking organizations.
  • Sound appreciation of the overall regulatory environment.
  • Understanding of the regulatory requirements that affect the business unit, with particular reference to cross border issues
  • Broad Knowledge of banking and financial activity
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