334 days ago on albertcliff.com

Senior Compliance Officer / Cross Border Framework

Albert Cliff

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Senior Compliance Officer / Cross Border Framework

Risk Management, Audit & Control Senior Compliance Officer / Cross Border Framework

Senior Compliance Officer / Cross Border Framework

  • Location:Lugano, Switzerland
  • Salary:Competitive
  • Organization:Private Bank

Our client is one of the world’s leading Private Bank currently looking for Senior Compliance Officer to join their Lugano team.

Key Responsibilities:

Cross border framework:
  • Participate to the establishment and implementation of a consistent operating framework for the identification, management, monitoring and reporting of Cross Border risks and issues
  • Consider internal and statutory requirement and verify that are consistently embedded in the banks framework
  • Participate to the IT developments through the definition of the requirements, the participation to test sessions, the opening of tickets to correct bugs or introduce minor improvements
Cross border governance:
  • Participate to the establishment of a sound governance framework covering all material compliance-related risks, as defined above, throughout the bank group using a common framework and language.
  • Contribute to the implementation of a framework of supporting controls.
  • Contribute to the implementation of an effective reporting, addressing all relevant aspects related to Cross Border activities at level Group.
Country requirements:
  • Elaborate country manuals, evaluate regulatory evolutions
  • Provide consultancy and support to business and local compliance on the interpretation of cross border requirements and restrictions and on the evaluation on existing and new business initiatives.
  • Provide Cross Border training and information sessions for all involved parties in collaboration with HR
Your Background:
  • Good knowledge of MIFID regulation,
  • IS&A requirements Good understanding of current and anticipated country requirements and supervisory expectations for relevant market areas.
  • Good knowledge of Products and Services offered by Private Banking organizations.
  • More than 5 years of professional experience in Compliance Understanding of the regulatory requirements that affect the business unit, with particular reference to cross border issues
  • Broad knowledge of banking and financial activity
  • Balancing analytical and detail-oriented skills
  • Good project management skills
  • Networking skills and teamwork with Risk, Audit and Legal functions, as well business originators
  • Able to deal with ambiguity and comfortable with change
  • Ability to deliver compliance issues in a non-technical way to the business unit’s senior management team
  • Confident, able to communicate with clarity and purpose both in written and verbal format
  • Languages: English. Italian, German and French are welcome
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