3 days ago on alpha.ch

Senior Compliance Coverage Officer Sales & Trading Services

CREDIT SUISSE AG: Corporate Functions

  • Work region
  • Sector
  • Employment type
  • Position

Senior Compliance Coverage Officer Sales & Trading Services

  • An exciting position in the Compliance Sales and Trading Services & Trade Surveillance (Compliance STS & TS) department, which is responsible for providing compliance advice and surveillance of the Sales & Trading Services business. As an independent function it monitors business activities  and performs regular and ad-hoc compliance risk assessments in order to minimize potential risks to the bank’s reputation and the violation of laws or regulations. Furthermore Compliance STS & TS develops and issues policies and conducts compliance trainings. We are looking for a Senior Compliance Officer / Regulatory Expert located in Zurich to support the Sales & Trading business in all regulatory and compliance matters.
  • Provide training on Compliance matters to staff members
  • Participate in Compliance related projects and initiatives within Sales & Trading Services business
  • Ensuring compliance with external and internal regulations in order to actively manage operational, regulatory and reputational risks.
  • Informing about material changes in the assessment of compliance risks to the management in a timely manner, identifying and investigating serious cases of non-compliance and supporting the management in its choice of instructions and counter-measures
  • Participation in internal investigations
  • Handling of regulatory inquiries
  • Higher Education (FH/University degree in economics or law or specific Compliance training (e.g. Diploma of Advanced Studies in Compliance Management)
  • Multiyear experience in banking and compliance
  • Analytical thinking and mind set with the ability to work thoroughly and independently
  • Good communicator and enabler with a proactive approach who takes full ownership of his/her area of responsibility
  • Solution oriented with a pragmatic approach and likes to work with people and in a team
  • Ability to work under pressure, to prioritize and to take clear decisions
  • Good command of English/German is mandatory


Mr. G. Lehnhoff (HIOD 23) would be delighted to receive your application.

Please apply via our career-portal.