As a 2nd Line of Defence function, the Compliance Department seeks to protect the Bank's by promoting and enforcing adherence with laws, regulations, rules, expectations of regulators, and codes of conduct / ethics in connection with the Bank's activities.
Compliance Officer (m/f) - Corporate & Invesmtent Bank
The new Compliance Officer (m/f) based in Zürich will provide proactive and sound advice on Compliance and regulatory matters to business and will work closely with other functions of the Bank to ensure compliance with the highest standards of control and processes.
Compliance Advisor (m/f) Zürich
Advice on various Compliance matters in connection with Corporate & Investment Banking
New product/initiative/transaction review & approval
Drafting and implementing adequate policies and procedures
Monitoring and identification of regulatory changes, outsourcing projects and implementation, as appropriate
Preparation and conduct of staff trainings
At least 5 years of experience in Compliance or Legal or Control Functions
Strong knowledge of financial products ( such as for instance capital markets/trading activities, commodities trading, cash management and trade finance activities)
Able to work independently and to interact with senior management
Excellent verbal and writing skills. Ability to produce high quality reports / presentations
Are you interested in this position? I am looking forward to receiving your CV.
Contact: Benjamin Menai E: email@example.com
Robert Walters Switzerland AG Benjamin Menai +41 44809 3504