572 days ago on albertcliff.com

Compliance Officer Asset Management

Albert Cliff

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Compliance Officer Asset Management

Risk Management, Audit & Control Compliance Officer Asset Management

Compliance Officer Asset Management

  • Location: Zurich, Switzerland
  • Salary: Competitive
  • Organization: Asset Management group

Our client, the largest Asset Management group is looking for Compliance Officer. Role to be based in Zurich.

The Role:
  • Provision of compliance advice and support to institutional asset management business on a broad range of compliance and regulatory topics;
  • Management of Cross Border issues, escalation of risks to local Senior Management and support in finding appropriate solutions
  • Active monitoring and analysis of relevant regulatory developments and preparation of adequate implementation concepts;
  • Developing in in-house policies and procedures to ensure business is operating within the laws at all times;
  • Depending on areas of assigned compliance specialization, managing activities and contact with regulators and other authorities;
  • Cross border distribution assessments and review of promotional material mainly with regard to collective investment schemes and structured products;
  • Preparation and execution of regular Compliance trainings for employees;
  • Participation in various projects;

  Your Background :

  • University degree in law or economics;
  • Minimum 3-5 years working experience in an asset management compliance role;
  • Solid know-how about the Swiss (CISA) and European (UCITS, AIFMD) fund regulations;
  • Cross border distribution know-how (UCITS, AIF and structured products);
  • Know-how of further asset management and banking regulations (MiFID, FATCA, AIA) desirable;
  • Excellent language skills in English and German, any additional language is a plus;
  • Strong team-player;
  • Detail-orientated and self-driven person with ability to work independently;
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