783 days ago on albertcliff.com

Senior Compliance Officer Private Bank

Albert Cliff

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 Please refer to JobSuchmaschine in your application

Senior Compliance Officer Private Bank

Risk Management, Audit & Control Senior Compliance Officer Private Bank

Senior Compliance Officer Private Bank

  • Location: Lugano, Switzerland
  • Salary: Competitive
  • Organization: Private Bank

Our client is one of the world’s leading Private Bank currently looking for Senior Compliance Officer to join their Lugano team.

Key Responsibilities:
  • Cross border framework:Participate to the establishment and implementation of a consistent operating framework for the identification, management, monitoring and reporting of Cross Border risks and issues
  • Consider internal and statutory requirement and verify that are consistently embedded in the banks framework
  • Participate to the IT developments through the definition of the requirements, the participation to test sessions, the opening of tickets to correct bugs or introduce minor improvements
  • Participate to the establishment of a sound governance framework covering all material compliance-related risks, as defined above, throughout the bank group using a common framework and language.
  • Contribute to the implementation of a framework of supporting controls.
  • Contribute to the implementation of an effective reporting, addressing all relevant aspects related to Cross Border activities at level Group.
Your Background:
  • Good understanding of current and anticipated country requirements and supervisory expectations for one or two relevant market Areas.
  • Good knowledge of MIFID regulation, IS&A  requirements
  • Good knowledge of Products and Services offered by Private Banking organizations.
  • More than 5 years of professional experience in Compliance
  • Understanding of the regulatory requirements that affect the business unit, with particular reference to cross border issues
  • Broad knowledge of banking and financial activity
  • Balancing analytical and detail-oriented skills
  • Good project management skills
  • Networking skills and teamwork with Risk, Audit and Legal functions, as well business originators
  • Able to deal with ambiguity and comfortable with change
  • Ability to deliver compliance issues in a non-technical way to the business unit’s senior management team
  • Confident, able to communicate with clarity and purpose both in written and verbal format
  • Languages: English and Italian. German and French are welcome

Please note that all application to Switzerland based vacancies and all communication with Swiss clients is handled by our Swiss Partners, Accurity GmbH, Bahnhofstrasse 11, 8302 Kloten.  Albert Cliff is responsible for screening, initial interview and selection only.

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